Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Torva? Claim Your ProfileTorva Larson Smith is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc., with over 20 years of experience in the financial services industry. Torva holds the Series 7, Series 63 and Series 65 licenses, as well as the SIE exam. Torva is registered to provide investment advice and securities brokerage services in 42 states, including North Carolina and Texas. Previously, Torva was affiliated with BANC OF AMERICA INVESTMENT SERVICES, INC. Torva's firm, Merrill Lynch, Pierce, Fenner & Smith Inc. provides investment advisory services and securities brokerage services to a wide range of clients, including individuals, corporations, and institutional investors. The firm has approximately $10 billion to $50 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
02/15/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WINSTON SALEM NC)
NC
09/18/2001 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (WINSTON-SALEM NC)
IA
Issued 07/01/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/15/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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