Unclaimed
Toru Wakayama is a financial professional with over 10 years of experience in the securities industry. Toru is currently registered with Mizuho Securities USA LLC. Prior to joining Mizuho Securities, Toru has held various positions in the financial services industry. Toru has a strong understanding of the financial markets and is committed to providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/21/2010 - Present
Mizuho Securities USA LLC (NEW YORK NY)
BC
Issued 04/22/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2010
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/19/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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