Unclaimed
Toriano Faulkner is a financial advisor with over 22 years of experience in the financial services industry. Toriano is currently registered with Raymond James & Associates, Inc., and is located in St. Petersburg, FL. Prior to joining Raymond James & Associates, Inc., Toriano was employed by Carillon Fund Distributors, Inc. and Northwestern Mutual Investment Services, LLC. Toriano Faulkner specializes in providing financial planning, portfolio management, and investment advisory services to individual, business, and institutional clients. Toriano holds a Series 7 and 66 licenses, and a SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/16/2023 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
08/07/2020 - 10/04/2023
CARILLON FUND DISTRIBUTORS, INC. (ST. PETERSBURG FL)
FL
06/12/2015 - 07/24/2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (TAMPA FL)
FL
05/05/2010 - 11/12/2014
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST PETERSBURG FL)
FL
07/12/2007 - 04/23/2010
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
11/30/2000 - 07/06/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CLEARWATER FL)
BOTH
Issued 11/12/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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