Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Toria? Claim Your ProfileToria Anita Cooper is a financial advisor who has been in the industry since June 4, 1990. Toria is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and holds Series 7, Series 63, Series 65, and SIE licenses. Toria has previously worked at SMITH BARNEY SHEARSON INC., LEHMAN BROTHERS INC., and DEAN WITTER REYNOLDS INC. Toria's specializations include portfolio management for individuals, portfolio management for businesses, pension consulting, research reports and services, and allocation modeling.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
11/18/2004 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FARMINGTON HILLS MI)
NY
07/31/1993 - 01/20/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
01/01/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
04/24/1990 - 01/16/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 07/18/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/16/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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