Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tori? Claim Your ProfileTori Samuel, a CERTIFIED FINANCIAL PLANNER™ professional, is a Registered Representative and Investment Advisor Representative with LPL Financial LLC. Tori has over 11 years of experience in the financial services industry and is licensed in multiple states. Tori has a strong track record of providing financial guidance and investment advice to a wide range of clients, including individuals, families, businesses, and retirement plans. Prior to joining LPL Financial LLC, Tori was a Registered Representative and Investment Advisor Representative with Waddell & Reed and Foresters Financial Services, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
07/21/2021 - Present
LPL Financial LLC (SHERMAN OAKS CA)
CA
11/09/2016 - 07/21/2021
WADDELL & REED (SHERMAN OAKS CA)
CA
01/03/2012 - 10/27/2016
FORESTERS FINANCIAL SERVICES, INC. (MONROVIA CA)
IA
Issued 08/17/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/14/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/29/2014
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2014
Series 7 - General Securities Representative Examination
BC
Issued 12/23/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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