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Tori Jane Gable

LPL Financial LLC

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About Tori Jane Gable

Tori Gable is a financial advisor with LPL Financial LLC. Tori has been working in the financial industry since 1994. Tori has a Series 7, Series 6, and Series 63 license and has also passed the SIE and Series 66 exams. Tori is licensed in Ohio, Florida, Pennsylvania and North Carolina. Tori also has previous experience working with Infinex Investments, Inc., Primevest Financial Services, Inc., Raymond James Financial Services, Inc., Marketing One Securities, Inc., Forth Financial Securities, Corporation and Financial Horizons Securities Corporation.

Firm Information

Tori Gable is currently registered with LPL Financial LLC. LPL Financial LLC is a Limited Liability Company formed in 2010 and headquartered in Fort Mill, South Carolina. It provides advisory services including financial planning, pension consulting, and portfolio management for individuals and businesses. The firm manages over $463 billion in assets for a variety of clients, including high-net-worth individuals, corporations, pension plans, and charitable organizations. LPL Financial is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
LPL Financial LLC

1055 LPL WAY

FORT MILL, SC 29715

$463.48B

Assets Under Management

168,915

Total Clients

21,775

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting and other non-discretionary advisory services

Consulting and other non-discretionary advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Tori Gable’s Registration & Firm History

OH

10/23/2014 - Present

LPL Financial LLC (ZANESVILLE OH)

OH

06/02/2009 - 05/19/2014

INFINEX INVESTMENTS, INC. (MCCONNELSVILLE OH)

OH

10/24/2003 - 06/02/2009

PRIMEVEST FINANCIAL SERVICES, INC. (MC CONNELSVILLE OH)

FL

05/03/1999 - 10/10/2003

RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)

OR

11/27/1996 - 04/30/1999

MARKETING ONE SECURITIES, INC. (PORTLAND OR)

VA

02/03/1995 - 12/02/1996

FORTH FINANCIAL SECURITIES, CORPORATION (RICHMOND VA)

NA

10/10/1994 - 02/07/1995

FINANCIAL HORIZONS SECURITIES CORPORATION

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Licenses & Designations

BOTH

Issued 10/22/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/12/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/2000

Series 7 - General Securities Representative Examination

BC

Issued 10/06/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tori Jane Gable.
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