Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tori? Claim Your ProfileTori Catherine Lewis is a financial advisor at LPL Financial LLC. Tori has been in the industry since October 29, 1998, and has a wealth of experience in providing financial planning, investment advice, and tax preparation services. Tori is registered with FINRA and holds Series 6, 7, 63, and 65 licenses. Tori is also a Certified Financial Planner. Tori provides financial services to individuals, businesses, and charitable organizations. Tori is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/05/2023 - Present
LPL Financial LLC (CLEARWATER FL)
FL
07/30/2014 - 06/08/2023
SIGMA FINANCIAL CORPORATION (Tarpon Springs FL)
FL
01/01/2004 - 08/04/2014
ING FINANCIAL PARTNERS, INC. (CLEARWATER FL)
IA
10/30/1998 - 01/01/2004
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
IA
Issued 12/20/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/29/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2002
Series 7 - General Securities Representative Examination
BC
Issued 10/29/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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