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Tonya Yvonne Johnson

Neuberger Berman BD LLC

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About Tonya Yvonne Johnson

Tonya Yvonne Johnson is a registered representative with Neuberger Berman BD LLC in New York, NY. Tonya has been in the financial industry since May 5, 2016. Tonya holds the Series 99 and SIE exams. She is actively registered with FINRA and has been associated with Neuberger Berman since October 8, 2021. Prior to joining Neuberger Berman, Tonya was associated with SBERBANK CIB USA, INC. from October 20, 2015 to March 22, 2021.

Firm Information

Tonya Johnson is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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percentage of assets

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Tonya Johnson’s Registration & Firm History

NY

10/08/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

10/20/2015 - 03/22/2021

SBERBANK CIB USA, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/19/2015

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 7 public disclosures for Tonya Yvonne Johnson. Review regulatory record here.
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