Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tonya? Claim Your ProfileTonya Veronica Headrick is a financial advisor with Wells Fargo Clearing Services, LLC. Tonya has been in the financial services industry since May 2005. Tonya is registered with the state of North Carolina. She is also registered with the state of Texas. Tonya holds Series 63 and Series 66 licenses. She also holds Series 7, Series 9, Series 10, and SIE licenses. Tonya Veronica Headrick has previously worked at Legg Mason Wood Walker, Incorporated, Citigroup Global Markets Inc, Morgan Stanley & Co. Incorporated and Morgan Stanley Smith Barney.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
03/11/2020 - Present
Wells Fargo Clearing Services, LLC (RALEIGH NC)
NC
06/01/2009 - 06/23/2009
MORGAN STANLEY SMITH BARNEY (RALEIGH NC)
NC
02/28/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RALEIGH NC)
NC
02/21/2006 - 02/14/2008
CITIGROUP GLOBAL MARKETS INC. (RALEIGH NC)
MD
01/06/2005 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 06/03/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/31/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/29/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/08/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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