Unclaimed
Tonya Marie Rieger is a financial professional with over 10 years of experience in the industry. Tonya is currently registered with Fidelity Brokerage Services LLC in Covington, Kentucky. Tonya has held previous positions with Citigroup Global Markets Inc. and National Financial Services LLC. Tonya has passed the Series 7, Series 9, Series 10, Series 63, SIE, and Series 99TO exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
08/23/2021 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
05/05/2021 - 06/18/2021
CITIGROUP GLOBAL MARKETS INC. (FLORENCE KY)
KY
10/02/2018 - 03/02/2021
NATIONAL FINANCIAL SERVICES LLC (COVINGTON KY)
KY
05/20/2011 - 07/20/2018
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BC
Issued 05/20/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/24/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 07/20/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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