Unclaimed
Tonya Marie Coutant is a financial advisor with APW Capital, Inc. in Rockaway, NJ. Tonya has been working in the financial services industry since 2002. Tonya holds the Series 4, 7, 24, 26, 51, 52TO, 53, 79, 99TO and SIE licenses. Tonya has also passed the Uniform Combined State Law Examination (Series 66).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
03/07/2018 - Present
APW Capital, Inc. (ROCKAWAY NJ)
FL
01/22/2013 - 12/15/2016
DELTA SECURITIES COMPANY LLC (ORLANDO FL)
FL
07/12/2011 - 01/28/2013
LPL FINANCIAL LLC (LAKE MARY FL)
FL
08/23/2010 - 11/23/2010
JHS CAPITAL ADVISORS, INC. (TAMPA FL)
FL
04/19/2006 - 08/12/2010
AMERIPRISE FINANCIAL SERVICES, INC. (LAKE MARY FL)
FL
10/15/2002 - 04/11/2006
INTERNATIONAL ASSETS ADVISORY, LLC (ORLANDO FL)
BOTH
Issued 06/26/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/03/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/25/2016
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 07/18/2006
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/31/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 09/15/2004
Series 4 - Registered Options Principal Examination
BC
Issued 12/11/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/14/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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