Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tonya? Claim Your ProfileTonya Richards is a financial advisor currently registered with Empower Advisory Group, LLC. She is a registered investment advisor in Colorado and Kansas. Tonya has been in the financial industry since 2003 and has a strong track record of success. She holds the Series 4, Series 7, Series 9, Series 10 and Series 66 licenses. Tonya is committed to providing her clients with personalized financial advice and guidance. She specializes in helping individuals, families, and businesses reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
01/29/2021 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
CA
07/01/2003 - 01/07/2020
WELLS FARGO CLEARING SERVICES, LLC (IRVINE CA)
NY
05/27/2002 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 11/25/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/27/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/21/2003
Series 4 - Registered Options Principal Examination
BC
Issued 10/18/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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