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Tonya Joy Douglas

Fidelity Brokerage Services LLC

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About Tonya Joy Douglas

Tonya Douglas is a financial advisor registered with Fidelity Brokerage Services LLC. Tonya has been in the financial services industry since 1987 and holds the Series 6, 7, 24, 26, 63, and SIE licenses. Tonya is currently licensed in Texas. Before joining Fidelity Brokerage Services LLC, Tonya worked at Fidelity Investments Institutional Services Company, Inc. and SEI Financial Services Company.

Firm Information

Tonya Douglas is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tonya Douglas’s Registration & Firm History

TX

08/22/2011 - Present

Fidelity Brokerage Services LLC (WESTLAKE TX)

RI

09/06/1991 - 06/06/2000

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

PA

01/24/1990 - 06/20/1991

SEI FINANCIAL SERVICES COMPANY (OAKS PA)

NA

06/23/1987 - 10/14/1988

FIDELITY BROKERAGE SERVICES, INC.

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Licenses & Designations

BC

Issued 09/06/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/30/2011

Series 24 - General Securities Principal Examination

BC

Issued 03/31/1992

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/19/2011

Series 7 - General Securities Representative Examination

BC

Issued 06/22/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Tonya Joy Douglas.
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