Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tonya? Claim Your ProfileTonya E. Gatt is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. with over 10 years of experience in the financial industry. Tonya is registered with the Securities and Exchange Commission (SEC) and holds FINRA Series 6, 7, 63 and 66 securities licenses as well as several state licenses. She is also an Investment Advisor Representative (IAR) with Merrill Lynch, Pierce, Fenner & Smith Inc. in Louisiana, New York and Texas. Previously, Tonya was a financial advisor with J.P. Morgan Securities LLC. In addition to her work as a financial advisor, Tonya is also involved in several business ventures outside of the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
08/13/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW ORLEANS LA)
NY
09/07/2018 - 03/26/2020
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BOTH
Issued 07/24/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/27/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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