Unclaimed
Tonya D. Guffey is a registered representative with Fifth Third Securities, Inc. She is a financial professional with experience in the financial services industry. Tonya is licensed in North Carolina and has passed the Series 63, Series 65, and Series 6TO exams. Tonya's primary focus is providing financial advice and investment management services to individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NC
07/17/2024 - Present
Fifth Third Securities, Inc. (DENVER NC)
IA
Issued 7/17/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/12/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/1/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 6/24/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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