Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tonya? Claim Your ProfileTonya Ann Swinnea is a registered Investment Advisor Representative in the state of Virgin Islands, working with Portfolio Design Services, LLC. Tonya has been in the industry for over 30 years and has experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Prudential Securities Incorporated. Tonya is a financial advisor specializing in financial planning, pension consulting, and portfolio management for individuals and businesses. Tonya holds the Series 7, Series 8, and Series 63 and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WI
04/21/2016 - Present
Portfolio Design Services, LLC (RIVER FALLS WI)
VI
10/15/2002 - 11/23/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ST. THOMAS VI)
NY
09/07/1994 - 08/31/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/15/1990 - 09/08/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
06/06/1986 - 03/08/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NY
03/24/1984 - 03/08/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 03/03/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/12/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Tonya Swinnea is the right advisor for you? Invested Better is here to help.
