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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tony? Claim Your ProfileTony Wei Wang is a registered investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Tony has been in the industry since 2002 and has experience with a variety of firms, including Morgan Stanley Smith Barney and Citigroup Global Markets Inc.. Tony holds Series 7, 31, 63, and 66 licenses. Tony's specialties include portfolio management for individuals and businesses, as well as pension consulting. Tony is currently registered in Arizona, Arkansas, California, Florida, Georgia, Hawaii, Idaho, Iowa, Maine, Missouri, Nevada, New Jersey, North Carolina, Ohio, Oregon, Tennessee, Texas, Utah, Virginia, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/16/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEWPORT BEACH CA)
CA
06/01/2009 - 12/03/2010
MORGAN STANLEY SMITH BARNEY (LAGUNA NIGUEL CA)
CA
10/09/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LAGUNA NIGUEL CA)
CA
07/03/2003 - 10/11/2006
MORGAN STANLEY DW INC. (LAGUNA WOODS CA)
NY
06/03/2002 - 07/07/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 08/08/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/03/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 05/31/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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