Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tony? Claim Your ProfileTony Wayne Pulley is a registered representative with Osaic Wealth, Inc., a firm headquartered in Scottsdale, Arizona. Tony has been in the financial services industry since 1985 and has a wide range of experience in securities and insurance. Tony holds the Series 6, 7, 24, 63, and 65 licenses and has passed the SIE exam. Tony also has a strong background in fixed and variable insurance products. Tony has been registered in multiple states and has previously worked with other firms including Signator Investors, Inc. and Transamerica Financial Advisors, Inc. Tony is committed to providing personalized financial advice and working with clients to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OH
07/30/2019 - Present
Osaic Wealth, Inc. (GREENVILLE OH)
IN
05/13/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (WABASH IN)
IN
07/11/2000 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (WABASH IN)
AL
09/25/1998 - 07/13/2000
PROEQUITIES, INC. (BIRMINGHAM AL)
GA
10/25/1994 - 09/25/1998
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
FL
10/13/1994 - 10/20/1994
MARINER FINANCIAL SERVICES, INC. (LARGO FL)
CA
05/23/1994 - 08/23/1994
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
CA
05/01/1985 - 04/22/1994
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
IA
Issued 12/01/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/31/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/19/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/1996
Series 7 - General Securities Representative Examination
BC
Issued 04/30/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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