Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tony? Claim Your ProfileTony Wang is a financial advisor with over 20 years of experience in the industry. Tony is currently registered with Citigroup Global Markets Inc. Prior to that, Tony has also worked with Lehman Brothers Inc. and Dean Witter Reynolds Inc. Tony holds a Series 63, 65, 7, 31 and SIE licenses. Tony can provide a range of advisory services including financial planning, asset allocation advice, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
01/07/2022 - Present
Citigroup Global Markets Inc. (SAN FRANCISCO CA)
NY
09/16/2002 - 08/05/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
05/25/1999 - 09/24/2002
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
12/18/1998 - 05/27/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 02/14/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/14/2022
Series 31 - Futures Managed Funds Examination
BC
Issued 02/07/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/19/2022
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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