Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tony? Claim Your ProfileTony Tran is a financial professional with over 15 years of experience in the industry. Tony currently works at MTS Securities, LLC in New York. Tony has a strong track record of success in the financial services industry, with a proven ability to provide clients with tailored financial advice. Tony is dedicated to helping clients achieve their financial goals. Tony is a highly motivated and results-oriented individual with a strong work ethic.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/02/2016 - Present
MTS Securities, LLC (NEW YORK NY)
NY
09/13/2010 - 09/19/2011
COWEN AND COMPANY (NEW YORK NY)
NY
06/19/2007 - 05/13/2009
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
01/04/2005 - 06/20/2007
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 02/21/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/18/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 01/03/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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