Unclaimed
Tony Nichols is a financial advisor with Money Concepts Capital Corp. and LPL Financial LLC. Tony has been in the industry since July 21, 1999. Tony is registered with the following states: District of Columbia, Florida, Maryland, New Mexico, Pennsylvania, Texas, Vermont, and West Virginia. Tony is also registered with FINRA and the state of Kentucky.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
General consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fee
1
2
KY
08/21/2024 - Present
Money Concepts Capital Corp. (LOUISVILLE KY)
KY
08/22/2013 - 08/19/2024
MONEY CONCEPTS CAPITAL CORP (SHELBYVILLE KY)
KY
05/16/2005 - 08/22/2013
RESOURCE HORIZONS GROUP LLC (SHELBYVILLE KY)
IL
01/01/2004 - 05/05/2005
TERRA SECURITIES CORPORATION (SCHAUMBURG IL)
VA
07/12/1999 - 01/01/2004
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
BC
Issued 06/23/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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