Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tony? Claim Your ProfileTony Randall Smith is an Investment Advisor Representative associated with Stonegate Investment Group, LLC. Tony has been in the financial industry for over 20 years. Tony is licensed to provide investment advice in Alabama. Tony has experience working with various clients, including high net worth individuals, corporations and other businesses, individuals other than high net worth, pooled investment vehicles, and pension and profit-sharing plans. The firm's main office is located in Birmingham, Alabama. Tony is committed to providing personalized financial advice tailored to each client's specific needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AL
07/09/2021 - Present
Stonegate Investment Group, LLC (BIRMINGHAM AL)
AL
09/14/2007 - 07/20/2021
UBS FINANCIAL SERVICES INC. (BIRMINGHAM AL)
AL
07/31/1993 - 09/25/2007
CITIGROUP GLOBAL MARKETS INC. (BIRMINGHAM AL)
NY
04/08/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 05/01/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/15/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/20/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/20/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/1996
Series 3 - National Commodity Futures Examination
BC
Issued 04/06/1992
Series 7 - General Securities Representative Examination
Active
Inactive
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