Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tony? Claim Your ProfileTony Lihuan Shen is a financial advisor with Citigroup Global Markets Inc. Tony has been in the securities industry since April 28, 2002. Tony is registered with FINRA as a registered representative and investment advisor representative and is also registered in multiple states. Tony has a broad range of experience and holds multiple licenses. Tony's past employment includes roles with CITI PRIVATE ADVISORY, LLC, CITICORP INVESTMENT SERVICES and WANG INVESTMENT ASSOCIATES, INC. Tony's specializations include asset allocation advice, financial planning, pension consulting, publication of periodicals, selection of other advisors and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
08/17/2021 - Present
Citigroup Global Markets Inc. (Long Island City NY)
NY
02/08/2018 - 07/01/2022
CITI PRIVATE ADVISORY, LLC (New York NY)
NY
06/30/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NY
05/08/2000 - 07/09/2002
WANG INVESTMENT ASSOCIATES, INC. (NEW YORK NY)
BOTH
Issued 12/29/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/31/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/2015
Series 24 - General Securities Principal Examination
BC
Issued 04/14/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/03/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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