Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tony? Claim Your ProfileTony Wong is a financial advisor with Citigroup Global Markets Inc., working in the Boca Raton, FL office. Tony Wong has been in the financial services industry for over 20 years. Tony Wong has licenses for securities and investment advising in multiple states, including Florida, California, Colorado, Connecticut, Georgia, Illinois, Missouri, New Hampshire, New Jersey, New York, Pennsylvania, Texas, Virginia and Wisconsin. Tony Wong has passed several exams, including the Series 63, Series 66, Series 7, Series 10, Series 24 and the SIE. Tony Wong has worked for Citigroup Global Markets Inc. since 2007.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
03/16/2020 - Present
Citigroup Global Markets Inc. (BOCA RATON FL)
FL
06/11/2012 - 12/31/2014
CITIGROUP GLOBAL MARKETS INC. (BOCA RATON FL)
NY
06/11/2012 - 06/13/2012
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
FL
05/29/2007 - 06/11/2012
CITIGROUP GLOBAL MARKETS INC. (BOCA RATON FL)
FL
10/02/2000 - 05/29/2007
CITICORP INVESTMENT SERVICES (BOCA RATON FL)
BOTH
Issued 03/13/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/06/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/27/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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