Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tony? Claim Your ProfileTony Lan is a financial advisor at J.P. Morgan Securities LLC, working out of their Yorba Linda, CA office. Tony is also registered as an investment advisor representative in the state of California and Texas. Tony has a combined 8 years of experience in the securities industry. Tony has held prior positions at MML Investors Services, LLC, NYLIFE Securities LLC, T3 TRADING GROUP, LLC. Tony is qualified to offer investment advice to a wide range of clients, including high-net-worth individuals, corporations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
06/21/2022 - Present
J.p. Morgan Securities LLC (YORBA LINDA CA)
CA
08/27/2020 - 10/08/2021
MML INVESTORS SERVICES, LLC (Brea CA)
CA
02/25/2019 - 07/31/2020
NYLIFE SECURITIES LLC (GLENDALE CA)
NY
03/07/2017 - 10/10/2018
T3 TRADING GROUP, LLC (NEW YORK NY)
NY
09/30/2015 - 08/31/2016
T3 TRADING GROUP, LLC (NEW YORK NY)
BOTH
Issued 11/04/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/14/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2015
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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