Unclaimed
Tony Lamar Abee is a registered representative with Vanguard Marketing Corp. in Charlotte, NC. Tony has been in the financial industry since 2006 and is licensed to sell securities in North Carolina. Tony has passed the Series 6, 7, and 63 exams and the SIE. Tony is a financial professional who is dedicated to helping clients meet their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
06/26/2006 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
BC
Issued 08/07/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2011
Series 7 - General Securities Representative Examination
BC
Issued 06/23/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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