Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tony? Claim Your ProfileTony Kungpo Yang is a registered investment advisor representative with Citigroup Global Markets Inc. Tony has been working in the financial services industry since 2002. Tony's previous employers include Merrill Lynch, Pierce, Fenner & Smith Incorporated, Charles Schwab & Co., Inc., Pruco Securities Corporation, and State Farm VP Management Corp. Tony holds Series 6, 7, 63 and 66 licenses. Tony is licensed in 17 states. Tony provides asset allocation advice, financial planning, pension consulting, publication of periodicals, selection of other advisors, portfolio management for businesses and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
07/17/2013 - Present
Citigroup Global Markets Inc. (San Gabriel CA)
CA
04/20/2005 - 07/16/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PASADENA CA)
TX
10/14/2003 - 04/20/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NJ
10/08/2002 - 10/17/2003
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IL
04/29/2002 - 10/02/2002
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
BOTH
Issued 12/30/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/11/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2002
Series 7 - General Securities Representative Examination
BC
Issued 04/26/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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