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Tony Khalid Fareed

BA Securities, LLC

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About Tony Khalid Fareed

Tony Khalid Fareed is a registered representative with Ba Securities, LLC. Tony has been in the industry for over 22 years and has experience in a variety of financial services, including investment banking, securities trading, and commodity futures. Tony holds the Series 3, 7, 24, 63, 79 and SIE licenses and is registered in Pennsylvania and New York. Tony currently works at the firm's office in W. Conshohocken, PA.

Firm Information

Tony Fareed is currently registered with BA Securities, LLC. BA Securities, LLC is a Limited Liability Company formed on January 25, 2010. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tony Fareed’s Registration & Firm History

PA

12/21/2023 - Present

BA Securities, LLC (W. CONSHOHOCKEN PA)

NY

10/31/2013 - 12/31/2023

BRIDGE CAPITAL ASSOCIATES, INC. (Tarrytown NY)

NY

12/05/2011 - 10/31/2013

BA SECURITIES, LLC (CROTON ON HUDSON NY)

NY

10/13/2008 - 12/05/2011

1ST WORLDWIDE FINANCIAL PARTNERS, LLC (CROTON-ON-HUDSON NY)

NJ

06/09/2007 - 10/14/2008

HUDSON SECURITIES,INC. (JERSEY CITY NJ)

NY

08/31/2005 - 12/01/2006

MAN SECURITIES INC (NEW YORK NY)

IL

08/21/2000 - 08/09/2005

FIMAT USA, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 08/15/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/11/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/24/2001

Series 3 - National Commodity Futures Examination

BC

Issued 07/27/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tony Khalid Fareed.
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