Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tony? Claim Your ProfileTony Wittrock has been in the financial services industry since 1997. Tony is currently a registered representative with Raymond James Financial Services Advisors, Inc. in Greenwood Village, Colorado. Tony has experience in financial planning, portfolio management, and pension consulting. Tony has also worked with a number of other firms including Wells Fargo Clearing Services, LLC, Wells Fargo Investments, LLC, Chase Investment Services Corp., MetLife Securities Inc., Metropolitan Life Insurance Company, CitiStreet Equities LLC, Pioneer Funds Distributor, Inc., Ameritrade, and Securities America, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CO
07/02/2019 - Present
Raymond James Financial Services Advisors, Inc. (Greenwood Village CO)
CO
01/03/2011 - 07/09/2019
WELLS FARGO CLEARING SERVICES, LLC (GREENWOOD VILLAGE CO)
CO
09/30/2010 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (AURORA CO)
CO
02/16/2006 - 10/06/2010
CHASE INVESTMENT SERVICES CORP. (DENVER CO)
CO
12/06/2005 - 02/22/2006
METLIFE SECURITIES INC. (DENVER CO)
CO
12/06/2005 - 02/22/2006
METROPOLITAN LIFE INSURANCE COMPANY (DENVER CO)
NJ
07/12/2004 - 12/31/2005
CITISTREET EQUITIES LLC (SOMERSET NJ)
MA
05/08/2001 - 12/05/2002
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
NE
01/20/1998 - 02/06/2001
AMERITRADE (BELLEVUE NE)
NE
05/14/1997 - 09/22/1997
SECURITIES AMERICA, INC. (LAVISTA NE)
BOTH
Issued 09/11/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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