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Tony Esses

Snowden Capital Advisors LLC

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About Tony Esses

Tony Esses is a registered representative with Snowden Capital Advisors LLC. Tony has been in the securities industry since June 2003 and has experience working with Wells Fargo Clearing Services, LLC, Barclays Capital Inc., HSBC Securities (USA) Inc. and HSBC Brokerage (USA) Inc. Tony is currently registered with FINRA and the state of Florida. Tony offers a range of advisory services including financial planning, pension consulting, portfolio management for businesses and individuals, and educational seminars.

Firm Information

Tony Esses is currently registered with Snowden Capital Advisors LLC. Snowden Capital Advisors LLC is an investment advisor based in NEW YORK, NY. They have 77 licensed agents, 93 investment advisor representatives, and 117 registered representatives. The firm manages approximately $5,932,368,220 in assets, primarily for high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, pension and profit sharing plans, and charitable organizations. They offer financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. They participate in wrap fee programs.
Snowden Capital Advisors LLC

540 MADISON AVE.

NEW YORK, NY 10022

$5.93B

Assets Under Management

7

Total Clients

112

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Tony Esses’s Registration & Firm History

FL

07/02/2021 - Present

Snowden Capital Advisors LLC (Coral Gables FL)

FL

02/24/2014 - 06/24/2021

WELLS FARGO CLEARING SERVICES, LLC (MIAMI FL)

FL

06/30/2010 - 03/14/2014

BARCLAYS CAPITAL INC. (MIAMI FL)

FL

01/01/2005 - 06/29/2010

HSBC SECURITIES (USA) INC. (MIAMI FL)

NY

06/11/2003 - 01/01/2005

HSBC BROKERAGE (USA) INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 02/17/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/09/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Tony Esses. Review regulatory record here.
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