Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tony? Claim Your ProfileTony Kelly is a financial professional with over 20 years of experience in the financial services industry. Tony is currently registered with Foreside Fund Services, LLC and holds Series 7, 24, and 63 licenses as well as the SIE. Tony has previously held positions at firms such as Goldman Sachs & Co. LLC, BlackRock Investments, LLC, and Barclays Global Investors Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/15/2022 - Present
Foreside Fund Services, LLC (Larkspur CA)
NY
10/23/2015 - 11/17/2021
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
CA
01/03/2012 - 03/19/2015
BLACKROCK INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
11/06/2009 - 12/31/2011
BLACKROCK FUND DISTRIBUTION COMPANY (SAN FRANCISCO CA)
CA
02/06/2002 - 12/31/2009
BARCLAYS GLOBAL INVESTORS SERVICES (SAN FRANCISCO CA)
ME
02/15/1999 - 10/11/2000
PFPC DISTRIBUTORS, INC. (PORTLAND ME)
NJ
03/20/1998 - 09/29/1998
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 06/30/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/05/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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