Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tony? Claim Your ProfileTony Edward Dubose has been an active financial professional since 1995, specializing in investment services for individuals, businesses, and institutions. Tony holds licenses in multiple states and has experience with a wide range of financial products and services. Tony's current firm is LPL Financial LLC, a leading independent broker-dealer, where Tony is a Registered Representative. Tony is also registered with LWM Advisory Services, LLC, a registered investment advisor that provides financial planning and investment management services. Tony has a history of working with clients of all sizes, including high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
03/20/1998 - Present
LPL Financial LLC (PLANTATION FL)
NY
05/15/1995 - 05/30/1997
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
05/15/1995 - 05/30/1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 05/12/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/19/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 02/08/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/1998
Series 7 - General Securities Representative Examination
BC
Issued 05/12/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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