Unclaimed
Tony May is a financial advisor with Wedbush Securities Inc. Tony has been working in the securities industry since 1992. Tony is registered with FINRA and the states of Arizona, California, Colorado, Florida, Idaho, Illinois, Kentucky, Louisiana, Montana, Nevada, North Carolina, Oregon, South Dakota, Tennessee, Texas, Washington, and Wyoming. Tony provides financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/02/2020 - Present
Wedbush Securities Inc. (NEWPORT BEACH CA)
CA
10/29/2009 - 02/14/2020
STIFEL, NICOLAUS & COMPANY, INCORPORATED (SAN JUAN CAPISTRANO CA)
CA
06/01/2009 - 11/02/2009
MORGAN STANLEY SMITH BARNEY (LAGUNA WOODS CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LAGUNA WOODS CA)
CA
08/27/2004 - 04/02/2007
MORGAN STANLEY DW INC. (LAGUNA WOODS CA)
NJ
09/25/1998 - 09/13/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
07/08/1996 - 10/08/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CA
06/22/1995 - 07/24/1996
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
NA
01/27/1995 - 06/15/1995
FIRST INTERSTATE INVESTMENTS,INC.
CA
03/30/1995 - 06/14/1995
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
CA
03/11/1994 - 01/26/1995
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
NY
07/31/1993 - 03/22/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
10/06/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 10/23/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/12/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/06/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 10/05/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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