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Tony David May

Wedbush Securities Inc.

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About Tony David May

Tony May is a financial advisor with Wedbush Securities Inc. Tony has been working in the securities industry since 1992. Tony is registered with FINRA and the states of Arizona, California, Colorado, Florida, Idaho, Illinois, Kentucky, Louisiana, Montana, Nevada, North Carolina, Oregon, South Dakota, Tennessee, Texas, Washington, and Wyoming. Tony provides financial planning, pension consulting, and educational seminars.

Firm Information

Tony May is currently registered with Wedbush Securities Inc.. Wedbush Securities Inc. is a corporation formed in 1966 and headquartered in Los Angeles, California. The firm provides financial planning, pension consulting, and educational seminars, in addition to portfolio management services for individuals, businesses, and other investment advisors. They operate in all 50 states and are registered with the SEC and all 52 state securities regulators. With over 500 registered representatives and approximately $1 billion - $10 billion in assets under management, Wedbush Securities Inc. is a well-established firm serving a diverse client base.
Wedbush Securities Inc.

ATTN: COMPLIANCE DEPT.

LOS ANGELES, CA 90017

$5.74B

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Tony May’s Registration & Firm History

CA

03/02/2020 - Present

Wedbush Securities Inc. (NEWPORT BEACH CA)

CA

10/29/2009 - 02/14/2020

STIFEL, NICOLAUS & COMPANY, INCORPORATED (SAN JUAN CAPISTRANO CA)

CA

06/01/2009 - 11/02/2009

MORGAN STANLEY SMITH BARNEY (LAGUNA WOODS CA)

CA

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (LAGUNA WOODS CA)

CA

08/27/2004 - 04/02/2007

MORGAN STANLEY DW INC. (LAGUNA WOODS CA)

NJ

09/25/1998 - 09/13/2004

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NY

07/08/1996 - 10/08/1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

CA

06/22/1995 - 07/24/1996

BA INVESTMENT SERVICES, INC. (OAKLAND CA)

NA

01/27/1995 - 06/15/1995

FIRST INTERSTATE INVESTMENTS,INC.

CA

03/30/1995 - 06/14/1995

ESSEX NATIONAL SECURITIES, INC. (NAPA CA)

CA

03/11/1994 - 01/26/1995

BA INVESTMENT SERVICES, INC. (OAKLAND CA)

NY

07/31/1993 - 03/22/1994

SMITH BARNEY SHEARSON INC. (NEW YORK NY)

NY

10/06/1992 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 10/23/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/12/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/24/2002

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/06/2002

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/06/2010

Series 31 - Futures Managed Funds Examination

BC

Issued 10/05/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Tony David May.
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