Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tony? Claim Your ProfileTony Chang Ta Yu is a registered representative and investment advisor representative with Cetera Investment Advisers LLC, located in Houston, TX. Tony has been in the securities industry since 2012 and has a strong track record of providing financial advice to individuals, families, and businesses. Tony holds Series 6, 7, 63, and 66 licenses, as well as the SIE exam. Tony has experience working with J.P. MORGAN SECURITIES LLC, CHASE INVESTMENT SERVICES CORP., and JPMorgan Chase Bank.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
05/23/2018 - Present
Cetera Investment Advisers LLC (HOUSTON TX)
TX
10/01/2012 - 05/24/2018
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
TX
09/25/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
BOTH
Issued 3/27/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/5/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/6/2015
Series 7 - General Securities Representative Examination
BC
Issued 9/24/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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