Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tony? Claim Your ProfileTony Chang is a financial advisor with Cambridge Investment Research Advisors, Inc. with over 20 years of experience in the financial industry. Tony is also an independent insurance agent. Tony's office is located in Orange, California. Tony works with individuals and families providing financial planning services, pension consulting, educational seminars and market timing services. Tony also provides portfolio management services for individuals and businesses. Tony's prior registrations were with Investment Centers of America, Inc., Bancwest Investment Services, Inc., Chase Investment Services Corp., Wamu Investments, Inc., LPL Financial Corporation, Wells Fargo Investments, LLC and Wells Fargo Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CA
10/17/2017 - Present
Cambridge Investment Research Advisors, Inc. (Orange CA)
CA
09/18/2014 - 10/17/2017
INVESTMENT CENTERS OF AMERICA, INC. (Orange CA)
CA
04/18/2011 - 09/29/2014
BANCWEST INVESTMENT SERVICES, INC. (DOWNEY CA)
CA
05/02/2009 - 04/15/2011
CHASE INVESTMENT SERVICES CORP. (IRVINE CA)
CA
01/29/2009 - 05/02/2009
WAMU INVESTMENTS, INC. (IRVINE CA)
CA
09/03/2008 - 01/13/2009
LPL FINANCIAL CORPORATION (LA MIRADA CA)
CA
05/02/2001 - 05/24/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
06/29/1999 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
BOTH
Issued 09/18/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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