Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tony? Claim Your ProfileTony Stephenson is a financial advisor with Level Four Financial, LLC. Tony has been in the financial services industry since September 2, 1998. Tony holds the Series 7, 9, 24, 63, SIE, and 99TO securities licenses and is registered in North Carolina. Tony previously worked at MID-ATLANTIC SECURITIES, INC., FIRST UNION SECURITIES, INC., and FIRST UNION BROKERAGE SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
10/14/2022 - Present
Level Four Financial, LLC (RALEIGH NC)
NC
11/09/2000 - 10/31/2022
MID-ATLANTIC SECURITIES, INC. (RALEIGH NC)
MO
10/01/2000 - 11/06/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
09/01/1998 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BC
Issued 11/04/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/14/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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