Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tony? Claim Your ProfileTony Barouti is a financial advisor with Emerson Equity LLC, based in Los Angeles, California. Tony has been a registered representative in the securities industry since 1999 and holds a Series 6, Series 7, Series 26, and Series 63 license. Tony specializes in providing financial planning and portfolio management services to individuals. Tony previously worked at First Heartland Capital, Inc., LPL Financial LLC, Newport Coast Securities, Inc., Commonwealth Financial Network, Brookstreet Securities Corporation, Jefferson Pilot Securities Corporation, Linsco/Private Ledger Corp., World Group Securities, Inc., and WMA Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Management of private placement life insurance / insurance dedicated funds (single investor private funds)
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/13/2017 - Present
Emerson Equity LLC (Los Angeles CA)
CA
05/12/2014 - 06/05/2017
FIRST HEARTLAND CAPITAL, INC. (Los Angeles CA)
CA
07/15/2011 - 05/21/2014
LPL FINANCIAL LLC (LOS ANGELES CA)
NY
12/21/2007 - 07/20/2011
NEWPORT COAST SECURITIES, INC. (NEW YORK NY)
CA
07/17/2007 - 12/14/2007
COMMONWEALTH FINANCIAL NETWORK (LOS ANGELES CA)
CA
06/07/2006 - 07/17/2007
BROOKSTREET SECURITIES CORPORATION (NEWPORT BEACH CA)
IN
05/21/2004 - 04/27/2005
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
SC
03/31/2004 - 05/27/2004
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
GA
04/12/2002 - 04/05/2004
WORLD GROUP SECURITIES, INC. (DULUTH GA)
GA
07/24/1998 - 04/12/2002
WMA SECURITIES, INC. (DULUTH GA)
BC
Issued 06/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2007
Series 7 - General Securities Representative Examination
BC
Issued 07/23/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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