Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tony? Claim Your ProfileTony Wu is a financial advisor with over 15 years of experience in the industry. Tony is registered with J.p. Morgan Securities LLC and has a Series 7, Series 63, and Series 66 license. Tony is also a Certified Financial Planner. Tony specializes in providing financial planning, portfolio management for businesses and individuals, and selection of other advisors. Tony has previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Wells Fargo Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
WA
04/21/2021 - Present
J.p. Morgan Securities LLC (SEATTLE WA)
WA
08/21/2015 - 04/16/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SEATTLE WA)
WA
08/28/2012 - 08/27/2014
WELLS FARGO ADVISORS, LLC (SEATTLE WA)
WA
05/10/2012 - 06/12/2012
WADDELL & REED, INC. (SEATTLE WA)
WA
04/14/2003 - 09/20/2006
SCOTTRADE, INC. (RENTON WA)
TX
01/13/2003 - 04/11/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NJ
03/15/2000 - 06/13/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
GA
03/15/2000 - 08/14/2000
WMA SECURITIES, INC. (DULUTH GA)
BOTH
Issued 05/29/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Tony Wu is the right advisor for you? Invested Better is here to help.
