Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tony? Claim Your ProfileTony Kim is a financial advisor at J.P. Morgan Securities LLC. Tony has been in the industry since November 25, 2007, and has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Tony specializes in financial planning, portfolio management, and pension consulting. Tony is registered to provide investment advice in Arizona, California, Colorado, Florida, Illinois, Maryland, Massachusetts, Nevada, New Jersey, New York, North Carolina, Ohio, Oregon, Texas, Utah and Washington. Tony holds the Series 66, Series 7 and SIE licenses. Tony's primary office is located in San Gabriel, CA. Tony has previously worked at Chase Investment Services Corp., J.P. Morgan Securities LLC, J.P. Morgan Securities Inc., and Hold Brothers On-Line Investment Services L.L.C.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
09/24/2013 - Present
J.p. Morgan Securities LLC (SAN GABRIEL CA)
CA
09/05/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SAN GABRIEL CA)
IL
10/01/2008 - 09/07/2012
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
12/17/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (CHICAGO IL)
NJ
09/12/2007 - 10/02/2007
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (MORRISTOWN NJ)
BOTH
Issued 01/25/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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