Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tony? Claim Your ProfileTony Alfredo Martinez is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Tony has been in the industry since 1997 and has a wide range of experience. Tony has passed several industry exams including the Series 65, Series 63, Series 31 and Series 7. Tony is also registered as a financial advisor in several states, including Texas, California, and Florida. Tony provides a range of services to his clients, including portfolio management, financial planning, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
12/03/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CORPUS CHRISTI TX)
TX
01/03/2011 - 12/04/2018
WELLS FARGO CLEARING SERVICES, LLC (CORPUS CHRISTI TX)
TX
10/04/2004 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (CORPUS CHRISTI TX)
OH
05/02/2001 - 09/20/2004
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
MI
03/31/1998 - 05/02/2001
OLD KENT FINANCIAL ADVISORS (GRAND RAPIDS MI)
NY
04/21/1997 - 03/09/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 05/12/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 04/18/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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