Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tony? Claim Your ProfileTony Alfredo Martinez is a financial advisor with over 25 years of experience in the financial services industry. Tony has worked with Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC, Bank of America, N.A. and currently is with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Tony holds FINRA Series 3, 7, 31, 63 and 65 licenses as well as the SIE. Tony specializes in providing a variety of financial services including portfolio management for individuals and businesses, pension consulting and educational seminars. Tony is also a licensed DJ and singer who provides services through his sole proprietorship Reflections.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
12/03/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CORPUS CHRISTI TX)
TX
01/03/2011 - 12/04/2018
WELLS FARGO CLEARING SERVICES, LLC (CORPUS CHRISTI TX)
TX
10/04/2004 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (CORPUS CHRISTI TX)
OH
05/02/2001 - 09/20/2004
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
MI
03/31/1998 - 05/02/2001
OLD KENT FINANCIAL ADVISORS (GRAND RAPIDS MI)
NY
04/21/1997 - 03/09/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 5/12/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/23/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 4/18/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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