Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tonny? Claim Your ProfileTonny Navarro is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Tonny has been in the industry since 2009. Tonny has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2010. Tonny has a Series 6, Series 7, Series 63, Series 65, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
09/18/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GREENWICH CT)
NY
10/19/2010 - 06/02/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WHITE PLAINS NY)
CT
03/17/2010 - 04/14/2010
WADDELL & REED, INC. (HAMDEN CT)
CT
03/30/2009 - 03/23/2010
METLIFE SECURITIES INC. (SHELTON CT)
BOTH
Issued 08/04/2023
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/26/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2023
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/09/2009
Series 7 - General Securities Representative Examination
BC
Issued 03/28/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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