Unclaimed
Toniann Romano is a registered representative with Vntr Securities LLC. Toniann has been in the securities industry since 2005. Toniann has a Series 7, Series 63, Series 99TO and Series 79TO license and is registered with the state of New York. Prior to joining Vntr Securities LLC, Toniann worked at Joseph Gunnar & Co. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/21/2020 - Present
Vntr Securities LLC (New York NY)
NY
08/29/2005 - 10/19/2020
JOSEPH GUNNAR & CO. LLC (NEW YORK NY)
BC
Issued 12/01/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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