Unclaimed
Tonia Rosina Giso is a financial professional with over 25 years of experience in the financial services industry. Tonia has a broad range of experience and expertise. Tonia has held previous roles at Prudential Securities Incorporated and PaineWebber Incorporated. Currently, Tonia is registered with Nationwide Investment Services Corp. and holds the Series 7, 63, 65, SIE, and 6TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
06/17/2023 - Present
Nationwide Investment Services Corp. (COLUMBUS OH)
NY
03/21/1996 - 08/02/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
03/20/1995 - 03/08/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 03/27/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/20/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/17/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/26/2022
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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