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Tonia Rosina Giso

Nationwide Investment Services Corp.

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About Tonia Rosina Giso

Tonia Rosina Giso is a financial professional with over 25 years of experience in the financial services industry. Tonia has a broad range of experience and expertise. Tonia has held previous roles at Prudential Securities Incorporated and PaineWebber Incorporated. Currently, Tonia is registered with Nationwide Investment Services Corp. and holds the Series 7, 63, 65, SIE, and 6TO licenses.

Firm Information

Tonia Giso is currently registered with Nationwide Investment Services Corp.. Nationwide Investment Services Corp. is a corporation formed in 1974 and is approved to operate in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has a history of 4 disclosures related to regulatory events and 1 related to arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

1,204

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tonia Giso’s Registration & Firm History

OH

06/17/2023 - Present

Nationwide Investment Services Corp. (COLUMBUS OH)

NY

03/21/1996 - 08/02/1996

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NJ

03/20/1995 - 03/08/1996

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

IA

Issued 03/27/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/20/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/17/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/26/2022

SIE - Securities Industry Essentials Examination

BC

Issued 03/17/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tonia Rosina Giso.
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