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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tonia? Claim Your ProfileTonia Dillon is an active investment advisor and broker with over 30 years of experience in the industry. Tonia has worked with a variety of firms, including UBS Financial Services Inc., Wells Fargo Clearing Services, LLC and Morgan Stanley Smith Barney. Tonia is registered to provide investment advisory services in California, Florida, New York and Texas. Tonia specializes in working with high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and other institutions. Tonia provides a variety of financial planning and investment advisory services, including portfolio management, financial planning, pension consulting, educational seminars, and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
09/26/2022 - Present
UBS Financial Services Inc. (JERICHO NY)
NY
12/02/2011 - 09/30/2022
WELLS FARGO CLEARING SERVICES, LLC (WOODBURY NY)
NY
06/01/2009 - 12/12/2011
MORGAN STANLEY SMITH BARNEY (JERICHO NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (JERICHO NY)
NY
10/20/2005 - 04/02/2007
MORGAN STANLEY DW INC. (JERICHO NY)
NJ
08/24/1998 - 11/16/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
07/31/1993 - 08/26/1998
SMITH BARNEY INC. (NEW YORK NY)
NY
05/27/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
10/22/1987 - 06/03/1992
PRUDENTIAL SECURITIES INCORPORATED
NA
04/17/1984 - 04/10/1985
BEVILL, BRESLER & SCHULMAN INCORPORATED
IA
Issued 04/07/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/20/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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