Unclaimed
Tonia Marie Iles is a financial advisor with Fidelity Brokerage Services LLC. Tonia has been in the industry since June 2, 2014 and has a strong background in securities. She has passed the Series 7, 9, 10, 63, and SIE exams. Tonia is registered with the state of Kentucky, Massachusetts, Texas, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
06/03/2014 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 06/09/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/06/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/23/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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