Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Toni? Claim Your ProfileToni Sutherland is a financial advisor with Emerson Equity LLC, a firm based in San Mateo, CA. Toni has been in the financial services industry since 1996 and is registered with the state of California as both a broker-dealer and an investment advisor representative. Toni specializes in providing financial planning, portfolio management, and other investment advisory services to individuals. Toni also works with clients on alternative investments, insurance, and real estate. In addition to her work with Emerson Equity LLC, Toni is also involved in several community organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Management of private placement life insurance / insurance dedicated funds (single investor private funds)
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
03/15/2019 - Present
Emerson Equity LLC (APTOS CA)
CA
09/10/2013 - 03/15/2019
SANDLAPPER SECURITIES, LLC (APTOS CA)
CA
09/18/2006 - 09/10/2013
INDEPENDENT FINANCIAL GROUP, LLC (APTOS CA)
CA
03/07/2003 - 09/18/2006
PACIFIC WEST SECURITIES, INC. (APTOS CA)
CA
06/11/2002 - 04/03/2003
FOOTHILL SECURITIES, INC. (SANTA CLARA CA)
NY
11/21/1998 - 06/14/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
MN
07/16/1998 - 11/17/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/16/1998 - 11/17/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
CA
08/08/1997 - 11/05/1998
MONTEREY BAY SECURITIES, INC. (APTOS CA)
AZ
05/24/1996 - 03/11/1997
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
IA
Issued 07/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/16/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/1998
Series 7 - General Securities Representative Examination
BC
Issued 05/23/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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