Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Toni? Claim Your ProfileToni Lynn Rose is a financial advisor with Stifel, Nicolaus & Company, Inc., located in Fort Worth, TX. Toni has been working in the financial services industry for 16 years and holds Series 66, Series 7, and SIE licenses. Toni has a strong background in working with high-net-worth individuals and has experience in providing portfolio management, financial planning, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
01/17/2019 - Present
Stifel, Nicolaus & Company, Inc. (FORT WORTH TX)
TX
08/01/2014 - 01/22/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WICHITA FALLS TX)
TX
09/21/2010 - 08/01/2014
CETERA INVESTMENT SERVICES LLC (FORT WORTH TX)
TX
04/30/2008 - 09/22/2010
CUNA BROKERAGE SERVICES, INC. (FORT WORTH TX)
AZ
10/15/2007 - 04/21/2008
USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)
AZ
09/21/2007 - 12/31/2007
USAA INVESTMENT MANAGEMENT COMPANY (PHOENIX AZ)
BOTH
Issued 10/12/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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