Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Toni? Claim Your ProfileToni Lyn Dobel is a financial advisor with Stifel, Nicolaus & Company, Inc. based in SAN FRANCISCO, CA. Toni has been in the securities industry since May 1994. Toni holds the Series 7, Series 10, and Series 9 licenses as well as the SIE exam. Toni has been registered with Stifel, Nicolaus & Company, Inc. since February 2012 and has also previously worked at THOMAS WEISEL PARTNERS LLC, UBS WARBURG LLC, NATIONSBANC MONTGOMERY SECURITIES LLC, and MONTGOMERY SECURITIES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/07/2021 - Present
Stifel, Nicolaus & Company, Inc. (SAN FRANCISCO CA)
CA
08/01/2000 - 03/01/2012
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
NY
05/04/2000 - 06/22/2000
UBS WARBURG LLC (NEW YORK NY)
NY
10/01/1997 - 07/08/1998
NATIONSBANC MONTGOMERY SECURITIES LLC (NEW YORK NY)
CA
09/19/1996 - 10/01/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
NY
05/31/1994 - 08/28/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 08/02/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/14/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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