Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Toni? Claim Your ProfileToni Jean Francis is a financial advisor with over 20 years of experience in the industry. Toni has been with Robert W. Baird & Co. Inc. since October 2019. Prior to that, Toni was with JJB HILLIARD WL LYONS, LLC, and UBS Financial Services Inc. Toni is registered to provide investment advice in several states, including Florida, Ohio, Texas, and Wisconsin. Toni holds the Series 7, 31, and 66 licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
OH
10/21/2019 - Present
Robert W. Baird & Co. Inc. (Akron OH)
OH
05/18/2018 - 10/18/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (Akron OH)
OH
02/02/2009 - 05/30/2018
UBS FINANCIAL SERVICES INC. (AKRON OH)
OH
04/02/2007 - 02/03/2009
MORGAN STANLEY & CO. INCORPORATED (AKRON OH)
OH
08/24/2004 - 04/02/2007
MORGAN STANLEY DW INC. (AKRON OH)
MO
07/01/2003 - 08/16/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
01/14/2003 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/15/2001 - 12/13/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
02/11/2000 - 04/11/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
12/17/1999 - 03/01/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 11/18/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 12/16/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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