Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Toni? Claim Your ProfileToni Elizabeth Rottingen is a financial advisor working with Fidelity Personal And Workplace Advisors. Toni has been in the financial services industry since 2005. Toni is registered with FINRA and is licensed to offer securities and investment advisory services in Massachusetts, New Jersey, Texas, and Utah. Toni has experience working with individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations. Toni provides financial planning, portfolio management, educational seminars, and selection of other advisors services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
07/13/2021 - Present
Fidelity Personal AND Workplace Advisors (PARAMUS NJ)
NJ
08/12/2010 - 11/13/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (HACKENSACK NJ)
NC
11/25/2008 - 04/29/2010
UVEST FINANCIAL SERVICES GROUP, INC. (ASHEVILLE NC)
MA
08/03/2006 - 08/12/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
MD
07/08/2004 - 06/27/2006
M&T SECURITIES, INC. (POTOMAC MD)
NY
12/12/2003 - 03/15/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 01/13/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/12/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/03/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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